Company profile
LPL Financial Holdings Inc. Insider Trading
LPLAEvery SEC Form 4 insider trading filing for LPL Financial Holdings Inc. (LPLA) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?
- Exchange
- Nasdaq
- Sector
- Security & Commodity Brokers, Dealers, Exchanges & Services
- CIK
- 0001397911
- Filings
- 213
- Insiders
- 24
- Last filing
- 2026-08-20
Activity summary
Recent insider activity is bullish. Over the last 30 days, 2 insiders purchased shares versus 1 sale. Buying was led by Gates Greg.
Three year balance
Buy and sell value by quarter, Q4 23 to Q3 26. LPL Financial Holdings Inc. insiders were net sellers in every quarter shown.
Bars below the rule are sales, above are purchases. Largest quarter on the chart is $43.2M.
90 day insight
Over the last 90 days, LPL Financial Holdings Inc. insiders bought $557K (9 transactions) and sold $1.5M (3 transactions).
- Most active insider: Enyedi Matthew with 5 transactions totaling $353K.
- Largest single sale: $1.5M by Gates Greg on Aug 20, 2026.
- 67% of recent sales were pre-scheduled 10b5-1 trades — typically less informative than open-market activity.
Activity skews bullish — buys outpace sales.
Insider Transactions
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Aug 20, 2026 | Gates Greg | LPLA | Option Exercise | 7,189 | $77.53 | $557K |
| Aug 20, 2026 | Gates Greg | LPLA | Option Exercise | 7,189 | — | — |
| Aug 20, 2026 | Gates Greg | LPLA | Sale | 4,119 | $355.38 | $1.46M |
| Aug 3, 2026 | Putnam James S | LPLA | Gift | 2,000 | — | — |
| Jul 31, 2026 | Enyedi Matthew | LPLA | Sale10b5 | 189 | $351.06 | $66K |
45 more transactions hidden
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Query this yourself
The same rows, over the API.
curl "https://api.form4api.com/v1/transactions?ticker=LPLA" \
-H "X-Api-Key: $KEY"Top insiders
By total value filed.
Institutional Ownership
Top 13F-HR holders of LPL Financial Holdings Inc. as of 2026-06-30
Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →