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Company profile

Capital One Financial Corp Insider Trading

COF

Every SEC Form 4 insider trading filing for Capital One Financial Corp (COF) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?

Exchange
NYSE
Sector
National Commercial Banks
CIK
0000927628
Filings
291
Insiders
33
Last filing
2026-09-15
SEC EDGAR ↗Yahoo Finance ↗Finviz ↗Stock Analysis ↗

Activity summary

No discretionary insider buying or selling in the last 30 days. The 3 transactions filed were made under a 10b5-1 plan, scheduled in advance rather than decided on the day.

Three year balance

Buy and sell value by quarter, Q4 23 to Q3 26. Capital One Financial Corp insiders were net sellers in every quarter shown.

PurchasesSales
Q4 23Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25$62.4MQ4 25Q1 26Q2 26Q3 26

Bars below the rule are sales, above are purchases. Largest quarter on the chart is $62.4M.

90 day insight

Over the last 90 days, Capital One Financial Corp insiders bought $0 (2 transactions) and sold $2.1M (3 transactions).

  • Most active insider: Ravi Raghu with 4 transactions totaling $2.1M.
  • Largest single sale: $1.2M by Ravi Raghu on Jul 31, 2026.
  • 84% of recent sales were pre-scheduled 10b5-1 trades — typically less informative than open-market activity.

Activity skews bearish — sales outpace buys.

Insider Transactions

Sourced from SEC EDGAR Form 4 filings. Updated hourly.

DateInsiderCompanyTypeSharesPriceValueReturn
Sep 15, 2026Lia DeanCOF
Sale10b5
2,066$206.07$426KPending
Sep 15, 2026Celia KaramCOF
Sale10b5
2,017$206.07$416KPending
Sep 1, 2026Matthew W CooperCOF
Sale10b5
3,500$214.10$749K-4.4% 1w
Aug 17, 2026Lia DeanCOF
Sale10b5
1$225.92$226-2.7% 1w
Aug 17, 2026Celia KaramCOF
Sale10b5
1,887$225.52$426K-2.7% 1w

45 more transactions hidden

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Top insiders

By total value filed.

Matthew W CooperGeneral Counsel & Corp Secy5 filings−$3.5M
Ravi RaghuPres, Software, Intl & Sm Bus5 filings−$2.4M
Michael ZamskyChief Credit & Fin'l Risk Off.2 filings−$1.7M
Celia KaramPres, Retail Bank5 filings−$1.4M
Lia DeanPres, Banking & Prem. Products4 filings−$1.2M

Institutional Ownership

Top 13F-HR holders of Capital One Financial Corp as of 2026-06-30

↓ decreasing
Total reported AUM
$28.21B
QoQ change
-68.5%
Reporting period
2026-06-30
#1
State Street Corp
CIK 0000093751
$5.58B
27.8M shares
#2
BlackRock, Inc.
CIK 0002012383
$3.38B
16.8M shares
#3
BlackRock, Inc.
CIK 0002012383
$2.56B
12.8M shares

Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →

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Form4API, StockholmNot affiliated with the SEC or EDGAR. Data sourced from public EDGAR filings. Not investment advice.

Congressional Trading

Disclosed COF trades under the STOCK Act

Total trades
12
Purchases
6
Sales
5
Julie Johnson
Democrat · House · TX
4 buys
3 sells
Gilbert Ray Cisneros, Jr.
Democrat · House · CA
1 buy
1 sell
Val T. Hoyle
Democrat · House · OR
1 buy
1 sell

Sourced from U.S. House Clerk periodic transaction reports (House coverage only). Trade counts reflect disclosed filings only. The STOCK Act allows up to 45 days between a trade and its disclosure, so this reflects recent disclosures, not real-time trading. Full congressional trading API →

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