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Insider profile

RiverNorth Financial Holdings, LLC Insider Trading

This page tracks every SEC Form 4 filing since April 2023 by RiverNorth Financial Holdings, LLC: 42 transactions in total, including 42 open-market purchases and 0 sales. Each record is parsed directly from the original filing, with amendments reconciled so a corrected filing never double-counts.

CIK
0002085200
Companies traded
3
Total filings
42
First filing
2025-10-13
Last filing
2025-12-22

Files as RiverNorth Financial Holdings, LLC · SEC EDGAR ↗

Activity summary

The most recent open-market decision was a purchase of 3,941 shares ($57K) on December 22, 2025.

Insider insight

RiverNorth Financial Holdings, LLC trades most actively in RMI, accounting for 23 of the 42 filings on record. The largest single open-market purchase on record is $104K in RFMZ, filed Dec 2025.

Track record

$2.0M
Total purchased
$0
Total sold
42
42 buys · 0 sales
Net buyer
Overall direction

Most active in

RMI23 buysRFM16 buysRFMZ3 buys
Largest trade: $104K in RFMZ (Dec 2025) in last 42Filing history: Oct 2025 — Dec 2025Under a 10b5-1 plan: 0%Full history: 42 filings

Transaction History

Sourced from SEC EDGAR Form 4 filings. Updated hourly.

DateInsiderCompanyTypeSharesPriceValueReturn
Dec 22, 2025RiverNorth Financial Holdings, LLCRMI
Purchase
3,941$14.47$57K+9.5% 6m
Dec 18, 2025RiverNorth Financial Holdings, LLCRMI
Purchase
5,058$14.46$73K+9.7% 6m
Dec 4, 2025RiverNorth Financial Holdings, LLCRFMZ
Purchase
3,791$12.78$48K+1.7% 3m
Dec 3, 2025RiverNorth Financial Holdings, LLCRFMZ
Purchase
2,065$12.74$26K+1.7% 3m
Dec 2, 2025RiverNorth Financial Holdings, LLCRFMZ
Purchase
8,177$12.67$104K+1.9% 3m

37 more transactions hidden

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Companies traded

By number of filings.

RMI23 filings
RFM16 filings
RFMZ3 filings

Filing cadence

Filings per quarter, this window.

42.0filings / quarter, Q4 25–Q4 25

Busiest: Q4 25 (42 filings)

Reading an insider's Form 4 history

Corporate insiders — directors, officers, and holders of more than 10% of a company's stock — must report their trades to the SEC on Form 4 within two business days. Looking at one insider's filings over time shows whether they tend to buy on the open market (a discretionary use of their own money, generally the strongest signal), sell, or simply receive and exercise equity awards as compensation.

The track record above measures how this insider's past open-market purchases performed in the months after each filing. Trades made under a pre-scheduled Rule 10b5-1 plan are flagged because they carry no timing signal. To pull any insider's full history programmatically, see the insider trading API or our guide to reading Form 4 filings.

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Form4API, StockholmNot affiliated with the SEC or EDGAR. Data sourced from public EDGAR filings. Not investment advice.

Scorecard

100%
Buys positive after 3m
+3.9%
Avg return at 3m
+3.6%
Median return at 3m
42
Scored buys
Best buy: RMI+12.2% 3m (Nov 2025)Worst buy: RFM+0.5% 3m (Oct 2025)

Absolute post-filing return, not market-adjusted · min. 5 matured open-market buys

See top insiders by track record →

Related insiders

Other insiders filing on RMI.

Patrick W. GalleyChief Executive OfficerRIVERNORTH CAPITAL MANAGEMENT, LLC1 filingScott Sprauer1 filing