Insider profile
Imperial Capital Asset Management, LLC Insider Trading
This page tracks every SEC Form 4 filing since April 2023 by Imperial Capital Asset Management, LLC: 32 transactions in total, including 29 open-market purchases and 0 sales. Each record is parsed directly from the original filing, with amendments reconciled so a corrected filing never double-counts.
- CIK
- 0001805378
- Companies traded
- 1
- Total filings
- 32
- First filing
- 2023-05-11
- Last filing
- 2024-09-20
Files as Imperial Capital Asset Management, LLC · SEC EDGAR ↗
Activity summary
The most recent open-market decision was a purchase of 5,015 shares ($9K) on May 23, 2024.
Quarterly balance
Buy and sell value by quarter, Q2 23 to Q3 24. Imperial Capital Asset Management, LLC has been a net buyer across the period shown.
Bars below the rule are sales, above are purchases. Largest quarter on the chart is $642K.
Insider insight
Imperial Capital Asset Management, LLC trades most actively in GEG, accounting for 29 of the 32 filings on record. The largest single open-market purchase on record is $488K in GEG, filed May 2023.
Track record
Most active in
Transaction History
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 20, 2024 | Imperial Capital Asset Management, LLC | GEG | Award | 130,208 | — | — |
| May 23, 2024 | Imperial Capital Asset Management, LLC | GEG | Purchase | 5,015 | $1.75 | $9K |
| May 22, 2024 | Imperial Capital Asset Management, LLC | GEG | Purchase | 20,001 | $1.76 | $35K |
| May 21, 2024 | Imperial Capital Asset Management, LLC | GEG | Purchase | 24,984 | $1.77 | $44K |
| Mar 15, 2024 | Imperial Capital Asset Management, LLC | GEG | Purchase | 7,843 | $2.00 | $16K |
27 more transactions hidden
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The same rows, over the API.
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-H "X-Api-Key: $KEY"Companies traded
By number of filings.
Filing cadence
Filings per quarter, this window.
Busiest: Q1 24 (13 filings)
Quietest: Q3 23 (1 filing)
Reading an insider's Form 4 history
Corporate insiders (directors, officers, and holders of more than 10% of a company's stock) must report their trades to the SEC on Form 4 within two business days. Looking at one insider's filings over time shows whether they tend to buy on the open market (a discretionary use of their own money, generally the strongest signal), sell, or simply receive and exercise equity awards as compensation.
The track record above measures how this insider's past open-market purchases performed in the months after each filing. Trades made under a pre-scheduled Rule 10b5-1 plan are flagged because they carry no timing signal. To pull any insider's full history programmatically, see the insider trading API or our guide to reading Form 4 filings.