Company profile
Total Return Securities Fund Insider Trading
SWZEvery SEC Form 4 insider trading filing for Total Return Securities Fund (SWZ) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?
- Exchange
- NYSE
- CIK
- 0000813623
- Filings
- 47
- Insiders
- 6
- Last filing
- 2026-08-10
Activity summary
Recent insider activity is bullish. Over the last 30 days, 1 insider purchased shares (net $6K). Buying was led by Sell Moritz A.
Quarterly balance
Buy and sell value by quarter, Q1 25 to Q3 26. Total Return Securities Fund insiders are net buyers across the period shown.
Bars below the rule are sales, above are purchases. Largest quarter on the chart is $905K.
90 day insight
Over the last 90 days, Total Return Securities Fund insiders bought $182K across 17 transactions with no open-market sales.
- Most active insider: Sell Moritz A with 12 transactions totaling $84K.
- Largest single purchase: $36K by Goldstein Phillip on Jul 6, 2026.
Activity skews bullish — buys outpace sales.
Insider Transactions
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Aug 10, 2026 | Sell Moritz A | SWZ | Purchase | 1,000 | $5.91 | $6K |
| Jul 23, 2026 | Sell Moritz A | SWZ | Purchase | 2,000 | $5.86 | $12K |
| Jul 22, 2026 | Sell Moritz A | SWZ | Purchase | 517 | $5.90 | $3K |
| Jul 21, 2026 | Sell Moritz A | SWZ | Purchase | 483 | $5.90 | $3K |
| Jul 20, 2026 | Sell Moritz A | SWZ | Purchase | 1,000 | $5.93 | $6K |
45 more transactions hidden
Free account · No credit card required
Building something? Get API access →
Query this yourself
The same rows, over the API.
curl "https://api.form4api.com/v1/transactions?ticker=SWZ" \
-H "X-Api-Key: $KEY"Top insiders
By total value filed.
Institutional Ownership
Top 13F-HR holders of Total Return Securities Fund as of 2026-06-30
Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →