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Company profile

SWK Holdings Corp Insider Trading

SWKH

Every SEC Form 4 insider trading filing for SWK Holdings Corp (SWKH) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?

Exchange
Nasdaq
Sector
Miscellaneous Business Credit Institution
CIK
0001089907
Filings
35
Insiders
11
Last filing
2026-04-06
SEC EDGAR ↗Yahoo Finance ↗Finviz ↗Stock Analysis ↗

Activity summary

No insider transactions in the last 30 days. The most recent was on April 6, 2026, when CARLSON CAPITAL L P sold 8,493,088 shares. 35 filings from 11 insiders are on record below.

Three year balance

Buy and sell value by quarter, Q3 23 to Q2 26. SWK Holdings Corp insiders are net buyers across the period shown.

PurchasesSales
Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24Q1 25$544KQ2 25Q3 25Q4 25Q1 26Q2 26

Bars below the rule are sales, above are purchases. Largest quarter on the chart is $544K.

No insider activity recorded for SWKH in the last 90 days.

Insider Transactions

Sourced from SEC EDGAR Form 4 filings. Updated hourly.

DateInsiderCompanyTypeSharesPriceValueReturn
Apr 6, 2026CARLSON CAPITAL L PSWKH
J
8,493,088——+0.0% 1w
Apr 6, 2026CARLSON CAPITAL L PSWKH
J
12,287——+0.0% 1w
Apr 6, 2026CARLSON CAPITAL L PSWKH
J
399,567——+0.0% 1w
Apr 6, 2026CARLSON CAPITAL L PSWKH
J
62,106——+0.0% 1w
Apr 6, 2026CARLSON CAPITAL L PSWKH
J
62,106——+0.0% 1w

45 more transactions hidden

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Top insiders

By total value filed.

Joe David Staggs JRPRESIDENT3 filings−$89K
Marcus Edward PenningtonDirector10 filings+$195K
Jerry AlbrightDirector8 filings+$173K
Laurie L. DotterDirector6 filings+$165K
Robert K. HatcherDirector6 filings+$165K

Institutional Ownership

Top 13F-HR holders of SWK Holdings Corp as of 2026-06-30

— stable
Total reported AUM
$1,367
QoQ change
—
Reporting period
2026-06-30
#1
IFP Advisors, Inc
CIK 0001641866
$1,367
86 shares

Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →

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Form4API, StockholmNot affiliated with the SEC or EDGAR. Data sourced from public EDGAR filings. Not investment advice.

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