// company-profile
Rivernorth Opportunities Fund, Inc.
RIVExchangeNYSEInc.MDFilings20Insiders5
// api This Rivernorth Opportunities Fund, Inc. insider-trading data is served live by the Form4API insider trading API. Get the same data via API.
// activity-summary
No insider transactions in the last 30 days.
No insider activity recorded for RIV in the last 90 days.
Institutional Ownership
Top 13F-HR holders of Rivernorth Opportunities Fund, Inc. as of 2026-03-31
Total reported AUM
$70.9M
QoQ change
-2.7%
Reporting period
2026-03-31
#1
MORGAN STANLEY
CIK 895421
$21.0M
1.9M shares
#2
LPL Financial LLC
CIK 1403438
$5.9M
535K shares
#3
Arete Wealth Advisors, LLC
CIK 1600151
$4.9M
437K shares
Data source: SEC Form 13F-HR filings. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →
Insider Transactions
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 10, 2025 | Galley Patrick W. | RIV | J | 112,213 | $11.95 | $1.34M |
| Oct 10, 2025 | Raio Jerry | RIV | J | 3,834 | $11.95 | $46K |
| Oct 10, 2025 | RiverNorth Strategic Holdings, LLC | RIV | J | 25,599 | $11.95 | $306K |
| Oct 10, 2025 | O'Neill Stephen Andrew | RIV | J | 15,000 | $11.95 | $179K |
| Nov 22, 2024 | RIVERNORTH CAPITAL MANAGEMENT, LLC | RIV | J | 76,796 | — | — |
15 more transactions hidden
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