// company-profile
PennantPark Floating Rate Capital Ltd.
PFLTExchangeNYSEFilings10Insiders2
// api This PennantPark Floating Rate Capital Ltd. insider-trading data is served live by the Form4API insider trading API. Get the same data via API.
// activity-summary
No insider transactions in the last 30 days.
// 90-day insight
Over the last 90 days, PennantPark Floating Rate Capital Ltd. insiders bought $50K across 1 transaction with no open-market sales.
- Most active insider: Briones Jose A with 1 transaction totaling $50K.
- Largest single purchase: $50K by Briones Jose A on May 12, 2026.
Activity skews bullish — buys outpace sales.
Institutional Ownership
Top 13F-HR holders of PennantPark Floating Rate Capital Ltd. as of 2026-03-31
Total reported AUM
$152.1M
QoQ change
-15.8%
Reporting period
2026-03-31
#1
Sound Income Strategies, LLC
CIK 1730960
$39.6M
4.9M shares
#2
UBS Group AG
CIK 1610520
$16.2M
2.0M shares
#3
Invesco Ltd.
CIK 914208
$14.5M
1.8M shares
Data source: SEC Form 13F-HR filings. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →
Insider Transactions
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| May 12, 2026 | Briones Jose A | PFLT | Purchase | 5,770 | $8.67 | $50K |
| Mar 11, 2026 | Allorto Richard T JR | PFLT | Purchase | 15,000 | $8.15 | $122K |
| Feb 19, 2026 | Briones Jose A | PFLT | Purchase | 5,895 | $8.48 | $50K |
| Dec 1, 2025 | Briones Jose A | PFLT | Purchase | 5,500 | $9.10 | $50K |
| May 21, 2025 | Briones Jose A | PFLT | Purchase | 1,480 | $10.13 | $15K |
5 more transactions hidden
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