Company profile

Nuveen Floating Rate Income Fund Insider Trading

JFR

Every SEC Form 4 insider trading filing for Nuveen Floating Rate Income Fund (JFR) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?

Exchange
NYSE
CIK
0001276533
Filings
22
Insiders
7
Last filing
2026-03-31

Activity summary

No insider transactions in the last 30 days. The most recent was on March 31, 2026, when Caraher Scott C. bought 7,000 shares. 22 filings from 7 insiders are on record below.

Three year balance

Buy and sell value by quarter, Q3 23 to Q1 26. Nuveen Floating Rate Income Fund insiders are net sellers across the period shown.

Q3 23Q4 23Q1 24Q4 24Q1 25Q2 25Q4 25Q1 26

Bars below the rule are sales, above are purchases. Largest quarter on the chart is $487K.

No insider activity recorded for JFR in the last 90 days.

Insider Transactions

Sourced from SEC EDGAR Form 4 filings. Updated hourly.

DateInsiderCompanyTypeSharesPriceValue
Mar 31, 2026Caraher Scott C.JFR
Purchase
7,000$7.41$52K
Mar 30, 2026Caraher Scott C.JFR
Purchase
7,000$7.24$51K
Dec 30, 2025Lamb David JJFR
Sale
4,000$7.84$31K
Apr 9, 2025Caraher Scott C.JFR
Purchase
5,000$7.95$40K
Mar 21, 2025Caraher Scott C.JFR
Purchase
15,000$8.40$126K

27 more transactions hidden

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Top insiders

By total value filed.

Caraher Scott C.7 filings$452K
Thornton Matthew III1 filing+$237K
Moschner Albin F2 filings$157K
Perry Michael AVice President2 filings+$108K
Lamb David JVice President1 filing$31K

Institutional Ownership

Top 13F-HR holders of Nuveen Floating Rate Income Fund as of 2026-06-30

↓ decreasing
Total reported AUM
$117.9M
QoQ change
-69.3%
Reporting period
2026-06-30
#1
Congress Park Capital LLC
CIK 0001730945
$26.7M
3.5M shares
#2
LPL Financial LLC
CIK 0001403438
$20.1M
2.6M shares
#3
Cyndeo Wealth Partners, LLC
CIK 0001950947
$15.3M
2.0M shares

Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →