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Company profile

Caterpillar Inc Insider Trading

CAT

Every SEC Form 4 insider trading filing for Caterpillar Inc (CAT) since April 2023 — open-market buys and sells by directors and officers, option exercises, and cluster activity, updated as each filing is reported to the SEC. Why 2023?

Exchange
NYSE
Sector
Construction Machinery & Equip
CIK
0000018230
Filings
329
Insiders
25
Last filing
2026-08-28
SEC EDGAR ↗Yahoo Finance ↗Finviz ↗Stock Analysis ↗

Activity summary

Recent insider activity is bearish. Over the last 30 days, insiders net sold $16.4M across 15 transactions, with 6 offsetting purchases.

Three year balance

Buy and sell value by quarter, Q4 23 to Q3 26. Caterpillar Inc insiders are net sellers across the period shown.

PurchasesSales
Q4 23Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25Q4 25$163.6MQ1 26Q2 26Q3 26

Bars below the rule are sales, above are purchases. Largest quarter on the chart is $163.6M.

90 day insight

Over the last 90 days, Caterpillar Inc insiders bought $19.6M (14 transactions) and sold $36.0M (15 transactions).

  • Most active insider: Joseph E Creed with 20 transactions totaling $55.5M.
  • Largest single purchase: $9.8M by Joseph E Creed on Aug 28, 2026.

Activity is mixed — buys and sales are roughly balanced.

Insider Transactions

Sourced from SEC EDGAR Form 4 filings. Updated hourly.

DateInsiderCompanyTypeSharesPriceValueReturn
Aug 28, 2026Joseph E CreedCAT
Option Exercise
44,403$219.76$9.76M+4.7% 1w
Aug 28, 2026Joseph E CreedCAT
Tax Withholding
12,002$812.98$9.76M+4.7% 1w
Aug 28, 2026Joseph E CreedCAT
Sale
480$800.19$384K+4.7% 1w
Aug 28, 2026Joseph E CreedCAT
Sale
540$801.10$433K+4.7% 1w
Aug 28, 2026Joseph E CreedCAT
Sale
280$802.10$225K+4.7% 1w

45 more transactions hidden

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Top insiders

By total value filed.

Joseph E CreedChief Executive Officer21 filings−$16.4M
Denise C JohnsonGroup President11 filings−$8.3M
Kyle Joseph EpleyChief Financial Officer6 filings+$37K
David MacLennan1 filing+$23K
Jason KaiserGroup President3 filings+$23K

Institutional Ownership

Top 13F-HR holders of Caterpillar Inc as of 2026-06-30

↓ decreasing
Total reported AUM
$132.32B
QoQ change
-40.2%
Reporting period
2026-06-30
#1
State Street Corp
CIK 0000093751
$36.62B
34.4M shares
#2
BlackRock, Inc.
CIK 0002012383
$16.15B
15.2M shares
#3
Fisher Asset Management, LLC
CIK 0000850529
$10.59B
9.9M shares

Data source: quarterly 13F-HR filings — institutional holders report positions within 45 days of quarter end. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →

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Form4API, StockholmNot affiliated with the SEC or EDGAR. Data sourced from public EDGAR filings. Not investment advice.

Congressional Trading

Disclosed CAT trades under the STOCK Act

Total trades
21
Purchases
14
Sales
7
Marjorie Taylor Greene
Unknown · House · GA
6 buys
0 sells
Jefferson Shreve
Republican · House · IN
1 buy
3 sells
Robert P. Bresnahan, Jr.
Republican · House · PA
1 buy
2 sells
Bruce Westerman
Republican · House · AR
2 buys
1 sell
Jared Moskowitz
Democrat · House · FL
1 buy
1 sell
See all 7 members who traded CAT →

Sourced from U.S. House Clerk periodic transaction reports (House coverage only). Trade counts reflect disclosed filings only. The STOCK Act allows up to 45 days between a trade and its disclosure, so this reflects recent disclosures, not real-time trading. Full congressional trading API →

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