// company-profile
Guggenheim Active Allocation Fund
GUGExchangeNYSEInc.DEFilings35Insiders4
// api This Guggenheim Active Allocation Fund insider-trading data is served live by the Form4API insider trading API. Get the same data via API.
// activity-summary
No insider transactions in the last 30 days.
No insider activity recorded for GUG in the last 90 days.
Institutional Ownership
Top 13F-HR holders of Guggenheim Active Allocation Fund as of 2026-03-31
Total reported AUM
$147.5M
QoQ change
-3.8%
Reporting period
2026-03-31
#1
MORGAN STANLEY
CIK 895421
$43.2M
2.8M shares
#2
GUGGENHEIM CAPITAL LLC
CIK 1283072
$14.5M
950K shares
#3
BANK OF AMERICA CORP /DE/
CIK 70858
$13.9M
915K shares
Data source: SEC Form 13F-HR filings. Joined with insider activity above — see who's loading up institutionally while insiders are trading. Full 13F-HR API →
Insider Transactions
Sourced from SEC EDGAR Form 4 filings. Updated hourly.
| Date | Insider | Company | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Mar 6, 2026 | Barnes Randall C | GUG | Sale | 3,000 | $15.85 | $48K |
| Dec 18, 2025 | NYBERG RONALD | GUG | Purchase | 321 | $15.53 | $5K |
| May 5, 2025 | NYBERG RONALD | GUG | Purchase | 1,305 | $15.15 | $20K |
| Apr 1, 2025 | TOUPIN RONALD E JR | GUG | Purchase | 1,500 | $15.10 | $23K |
| Oct 3, 2024 | Barnes Randall C | GUG | Sale | 500 | $16.45 | $8K |
32 more transactions hidden
Free account · No credit card required
Building something? Get API access →
Popular companies on Form4API
Browse insider trading activity for other actively-filed companies.